Douglas C. Day
Professional summary
Douglas Conant Day was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Douglas is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Douglas had worked at 2 firms, which includes DAY INTERNATIONAL SECURITIES (DIS), PFS INVESTMENTS INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 1995 - January 13, 2003
DAY INTERNATIONAL SECURITIES (DIS)
July 17, 1989 - April 5, 1994
DAY INTERNATIONAL SECURITIES (DIS)
June 20, 1983 - February 14, 1989
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Current Firm
DAY INTERNATIONAL SECURITIES (DIS)
CRD#: 23405 / SEC#: , 8-40411
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
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