Kenneth L. Hastie

Some features on this profile are disabled

CRD#: 1131518

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Larry Hastie, who also goes by K. Larry Hastie, K Larry Hasty, was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 1983. Kenneth had worked at 3 firms and has passed the Series 63, Series 65, Series 7, Series 2 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

K. Larry Hastie | K Larry Hasty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 13, 2008 - March 10, 2022

RETIREMENT INCOME SOLUTIONS, INC.

RIA

CRD#: 110145

ANN ARBOR, MI

Past

December 3, 1996 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

ANN ARBOR, MI

Past

January 7, 1994 - June 11, 1996

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

May 11, 1983 - July 17, 1985

HALL SECURITIES CORPORATION

CRD#: 13013

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT INCOME SOLUTIONS, INC.

CRD#: 110145 / SEC#: 801-71319

RIA

Registered Investment Advisory firm - (4/12/2010 Approved)

California

Registered Investment Advisory firm - (4/29/2010 Terminated)

Illinois

Registered Investment Advisory firm - (3/18/2010 Terminated)

Texas

Registered Investment Advisory firm - (3/24/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/5/1994

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/11/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/4/1994

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 3/17/1992

Non-Member General Securities Examination

General Industry/Product Exam

Series 22

Date: 5/10/1983

Direct Participation Programs Representative Examination

Current Firm

RETIREMENT INCOME SOLUTIONS, INC.

CRD#: 110145 / SEC#: 801-71319

RIA

Registered Investment Advisory firm - (4/12/2010 Approved)

California

Registered Investment Advisory firm - (4/29/2010 Terminated)

Illinois

Registered Investment Advisory firm - (3/18/2010 Terminated)

Texas

Registered Investment Advisory firm - (3/24/2010 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2301 Platt Road Suite 300, Ann Arbor, MI 48104

Mailing Address

Phone number

(734) 769-7727

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIS ADV 3.27.2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,268
AUM (Assets Under Management)	$ 2,656,768,805

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/07/2025	Cover Page	Report
10/09/2024	Cover Page	Report
10/10/2023	Cover Page	Report
12/03/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kenneth L. Hastie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

HALL SECURITIES CORPORATION

Primary Firm SEC Registration

RETIREMENT INCOME SOLUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/5/1994

Series 65

Date: 3/11/1992

Series 7

Date: 1/4/1994

Series 2

Date: 3/17/1992

Series 22

Date: 5/10/1983

Current Firm

RETIREMENT INCOME SOLUTIONS, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RETIREMENT INCOME SOLUTIONS, INC.

TRUST BUT VERIFY

Similar Advisors