James A. Crafa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Alfred Crafa was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 14, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - December 8, 2016
MCBARRON CAPITAL LLC
September 23, 2004 - January 31, 2011
TD PRIME SERVICES LLC
July 21, 2003 - August 6, 2004
LOUIS CAPITAL MARKETS, LLC
July 12, 2000 - June 20, 2003
HENNION & WALSH, INC.
March 24, 1998 - June 20, 2000
CHASE INVESTMENT SERVICES CORP.
January 3, 1992 - September 25, 1997
CITICORP INVESTMENT SERVICES
March 26, 1986 - May 22, 1991
ABN AMRO INCORPORATED
May 25, 1983 - December 10, 1988
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MCBARRON CAPITAL LLC
CRD#: 131431 / SEC#: , 8-66460
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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