Laurean S. Nardone
SHIRA RIDGE WEALTH MANAGEMENT
LARKSPUR, CA 94939
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CRD#: 1131151
Professional summary
Laurean Sue Nardone, CFP®, who also goes by Laurean Sue Auger, Laurie Nardone, Laurean Sue Nardone-auger, is a registered financial advisor currently at SHIRA RIDGE WEALTH MANAGEMENT located in Larkspur, California.
Laurean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Laurean has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Life Transitions
Retirement Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
Laurean Sue Auger | Laurie Nardone | Laurean Sue Nardone-Auger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 08/23/2012: NON-VARIABLE INSURANCE - SHIRA RIDGE WEALTH MANAGEMENT - PROVIDING FIXED ANNUITIES, LIFE INSURANCE, AND LONG TERM CARE TO MY CLIENTS. - TIME SPENT 20% - LARKSPUR, CA. (2) 1/15/2013: REAL ESTATE RENTAL - I OWN ONE HOUSE WITH MY BROTHER WHICH WE RENT TO A FAMILY. - TIME SPENT 2% - SAN RAFAEL, CA (3) 1/15/2013: REGISTERED INVESTMENT ADVISOR - SHIRA RIDGE WEALTH MANAGEMENT - DEVELOPING FINANCIAL PLANS FOR MY CLIENTS. I RECEIVE UNRELATED COMPENSATION FROM A PRIOR EMPLOYMENT AGREEMENT WITH AN UNAFFILIATED INVESTMENT COMPANY "GENWORTH FINANCIAL". - LARKSPUR, CA. (4) 7/2017: Far Horizons (CA) - Board of Directors (Secretary) - Provides impersonal investment advice during meetings - 1% of Ms. Nardone's time is spent on this activity (no compensation), zero (0) hours spent during trading hours (5) 1/2023: The League of Women Voters Marin County- Board of Directors (Treasurer) - Provides impersonal investment advice during meetings - 1% of Ms. Nardone's time is spent on this activity (no compensation), zero (0) hours spent during trading hours (6) 7/2024: Marin Shakespeare Company, Inc. - Board of Directors (Treasurer) - Provides impersonal investment advice during meetings - 1% of Ms. Nardone's time is spent on this activity (no compensation), zero (0) hours spent during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Laurean Sue Nardone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
October 3, 2000 - Present
SHIRA RIDGE WEALTH MANAGEMENT
Office #1: 100 Larkspur Landing Circle Suite #203, Larkspur, CA 94939RIA
CRD#: 117627
LARKSPUR, CA
Past
August 24, 2012 - May 21, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
LARKSPUR, CA
Past
August 23, 2012 - May 21, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
LARKSPUR, CA
Past
December 20, 2005 - August 24, 2012
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LARKSPUR, CA
Past
April 3, 2002 - August 24, 2012
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
LARKSPUR, CA
Past
January 1, 1999 - April 14, 2000
LORING WARD SECURITIES INC.
BD
CRD#: 46337
SAN JOSE, CA
Past
April 15, 1997 - January 1, 1999
REINHARDT WERBA BOWEN SECURITIES, INC.
BD
CRD#: 34202
SAN JOSE, CA
Past
November 21, 1994 - August 2, 1996
PLM SECURITIES CORP.
BD
CRD#: 7843
SAN FRANDISCO, CA
Past
August 29, 1984 - August 1, 1994
PHOENIX SECURITIES, INC.
BD
CRD#: 10507
SAN RAFAEL, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SR
SHIRA RIDGE WEALTH MANAGEMENT
PRIVATE WEALTH MANAGEMENT ADVISORY GROUP, INC. | THE SHIRA GROUP, INC. | SHIRA RIDGE WEALTH MANAGEMENT | PWMA GROUP
CRD#: 117627 / SEC#: 801-112766
RIA
Registered Investment Advisory firm - (4/4/2018 Approved)California
Registered Investment Advisory firm - (7/30/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/3/2000)
IAR
Nevada(11/3/2025)
IAR
New York(10/31/2025)
IAR
Oregon(10/31/2025)
IAR
Texas(3/11/2022)
IAR
Washington(10/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
SR
SHIRA RIDGE WEALTH MANAGEMENT
PRIVATE WEALTH MANAGEMENT ADVISORY GROUP, INC. | THE SHIRA GROUP, INC. | SHIRA RIDGE WEALTH MANAGEMENT | PWMA GROUP
CRD#: 117627 / SEC#: 801-112766
RIA
Registered Investment Advisory firm - (4/4/2018 Approved)California
Registered Investment Advisory firm - (7/30/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
999 Fifth Avenue Suite 590, San Rafael, CA 94901
Mailing Address
Phone number
(415) 721-0275
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 829 |
| AUM (Assets Under Management) | $ 323,442,194 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SHIRA RIDGE WEALTH MANAGEMENT
CRD#: 117627Larkspur, CA 94939TRUST BUT VERIFY
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Contact information
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