Ronald K. Grutzmacher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Kerry Grutzmacher was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2002. Ronald had worked at 1 firm and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2002 - January 30, 2019
LAKESHORE SECURITIES, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
LAKESHORE SECURITIES, L.P.
CRD#: 34381 / SEC#: , 8-28820
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROSS VOL LLC | GENERAL PARTNER | |
| FLP TRADING LLC | GENERAL PARTNER | |
| GARZA, ALEXANDER BENJAMIN | LIMITED PARTNER | 4945272 |
| GREY WOLF CAPITAL LLC | GENERAL PARTNER | |
| GANNON, MARK EDWARD | FINOP AND CCO |
Disclosures
| Regulatory Event | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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