Stephan E. Tow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephan Earl Tow was a registered financial professional .
Stephan is a previously registered financial professional and started their career in finance in 1983. Stephan had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2020 - March 27, 2025
HOWARD CAPITAL MANAGEMENT GROUP, LLC
March 6, 2015 - December 10, 2020
HOWARD CAPITAL MANAGEMENT
March 9, 2007 - September 22, 2011
M HOLDINGS SECURITIES, INC.
May 5, 2003 - October 27, 2011
TOW FINANCIAL ADVISORS
November 28, 1994 - March 2, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 8, 1991 - December 13, 1994
NEW ENGLAND SECURITIES
July 31, 1989 - February 22, 1991
IDS LIFE INSURANCE COMPANY
July 31, 1989 - February 22, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
April 12, 1988 - December 31, 1990
MUTUAL SERVICE CORPORATION
February 9, 1987 - August 10, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 24, 1984 - January 2, 1987
FIRST AFFILIATED SECURITIES, INC.
July 20, 1983 - February 26, 1987
G. R. PHELPS & CO., INC.
Primary Firm SEC Registration
HOWARD CAPITAL MANAGEMENT GROUP, LLC
CRD#: 310510 / SEC#: 801-119502
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOWARD CAPITAL MANAGEMENT GROUP, LLC
CRD#: 310510 / SEC#: 801-119502
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,380 |
| AUM (Assets Under Management) | $ 2,304,564,538 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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