Joseph E. Black
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Edgar Black was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1983. Joseph had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2025 - May 4, 2026
THE LEADERS GROUP, INC.
August 31, 2023 - January 24, 2025
LION STREET FINANCIAL, LLC
October 31, 2019 - July 28, 2023
PURSHE KAPLAN STERLING INVESTMENTS
September 23, 2015 - January 5, 2018
DIRECTED SERVICES LLC
March 11, 2009 - September 15, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 21, 2000 - February 17, 2009
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 20, 1996 - December 31, 2000
NATIONWIDE SECURITIES, LLC
June 27, 1983 - January 6, 1990
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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