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Christopher Mcintosh Young

CRD# 1130965·Registered 1987 - 2015
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Mcintosh Young, who also goes by Chris Young, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1987 - 2015. Christopher had worked at 7 firms and has passed the SIE, Series 5, Series 7 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Young

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

ASSOCIATED OPTIONS, INC.·CRD# 37929
BD
Chicago, IL
April 21, 2004 - November 30, 2015
ASSOCIATED OPTIONS, INC.·CRD# 37929
BD
Chicago, IL
August 11, 2003 - November 10, 2003
DASH PRIME LLC·CRD# 41257
BD
Chicago, IL
November 27, 2002 - May 8, 2003
FIRST OPTIONS OF CHICAGO, INC.·CRD# 13822
BD
Chicago, IL
September 30, 1998 - May 6, 2002
LIT CLEARING SERVICES, INC.·CRD# 33997
BD
February 7, 1997 - September 30, 1998
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
October 4, 1991 - December 23, 1996
WELLMONT SECURITIES, L.P.·CRD# 19473
BD
January 11, 1991 - May 20, 1991
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
July 13, 1989 - October 18, 1990
LASHCO, INC.·CRD# 15982
BD
January 16, 1987 - February 18, 1988

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Current Firm

AO
ASSOCIATED OPTIONS, INC.

ASSOCIATED OPTIONS, INC.

CRD#: 37929 / SEC#: 8-48072
BD
Terminated by SEC on 01/29/2016

Contact Information

Established

Illinois since 01/01/1995

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KIPNES, STUART JAYPRESIDENT/CCO—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 5 — Interest Rate Options Examination

Passed Dec 1984

Series 7 — General Securities Representative Examination

Passed May 1984About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1984About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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