Christopher M. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Mcintosh Young, who also goes by Chris Young, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 7 firms and has passed the SIE, Series 5, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2004 - November 30, 2015
ASSOCIATED OPTIONS, INC.
August 11, 2003 - November 10, 2003
ASSOCIATED OPTIONS, INC.
November 27, 2002 - May 8, 2003
DASH PRIME LLC
September 30, 1998 - May 6, 2002
FIRST OPTIONS OF CHICAGO, INC.
February 7, 1997 - September 30, 1998
LIT CLEARING SERVICES, INC.
October 4, 1991 - December 23, 1996
GRUNTAL & CO., L.L.C.
January 11, 1991 - May 20, 1991
WELLMONT SECURITIES, L.P.
July 13, 1989 - October 18, 1990
GRUNTAL & CO., L.L.C.
January 16, 1987 - February 18, 1988
LASHCO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/21/1984
Interest Rate Options ExaminationCurrent Firm
ASSOCIATED OPTIONS, INC.
CRD#: 37929 / SEC#: , 8-48072
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
