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Eugene Lawrence Podsiadlo

CRD# 1130712·Registered 1983 - 2022
Previously Registered: Being a previously registered professional could mean that Eugene is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eugene Lawrence Podsiadlo, who also goes by Gene P Lawrence, Eugene L Podsiadlo, Gene Podsiadlo, was a registered financial advisor. Eugene was a previously registered financial professional and started their career in finance 1983 - 2022. Eugene had worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, Series 52TO, Series 82TO, SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gene P Lawrence, Eugene L Podsiadlo, Gene Podsiadlo

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

MARCH CAPITAL CORP.·CRD# 24142
RIA
Mendon, UT
January 4, 2021 - April 7, 2022
MARCH CAPITAL CORP.·CRD# 24142
BD
Chicago, IL
December 23, 2020 - April 7, 2022
WASATCH ADVISORS LP·CRD# 106081
RIA
Salt Lake City, UT
March 21, 2012 - December 31, 2018
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Salt Lake City, UT
February 24, 2010 - December 31, 2018
SPARX SECURITIES, USA, LLC·CRD# 132501
BD
New York, NY
January 11, 2005 - January 22, 2008
DISTRIBUTION SERVICES, LLC·CRD# 25938
BD
Portland, ME
December 2, 2002 - January 25, 2005
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC·CRD# 15654
BD
New York, NY
October 10, 1991 - February 26, 2001
CITICORP FINANCIAL SERVICES,INC.·CRD# 14675
BD
April 16, 1990 - September 4, 1991
CITICORP FINANCIAL SERVICES,INC.·CRD# 14675
BD
March 13, 1990 - September 4, 1991
FINANCIAL HORIZONS SECURITIES CORPORATION·CRD# 20221
BD
March 2, 1989 - March 20, 1990
CITICORP FINANCIAL SERVICES,INC.·CRD# 14675
BD
January 20, 1988 - March 16, 1989
THE ADVISORS GROUP, INC.·CRD# 14035
BD
December 3, 1983 - November 1, 1985

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Current Firm

MC
MARCH CAPITAL CORP.

ANGELSTREET SECURITIES, INC. | MARCH CAPITAL CORP. | GRANT SECURITIES, L.P. | GLENWOOD SECURITIES CORP.

CRD#: 24142 / SEC#: 8-41173
Illinois
Registered Investment Advisory firm - SEC (10/29/1996 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 E Randolph St Suite 5100, Chicago, IL 60601

Mailing Address

200 E Randolph St Suite 5100, Chicago, IL 60601-6528

Phone Number

(312) 443-8404

Established

Illinois since 09/05/1990

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

4

FINRA licenses (26 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
RICE, RICHARD JAYPRESIDENT AND CHIEF COMPLIANCE OFFICER725697

Regulatory Assets Under Management

Total Number of Accounts

4

AUM (Assets Under Management)

$82,394,518

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SCARECROW FARM, LLC, NON INV RELATED, 35 BRICK CHURCH ROAD,PIPERSVILLE PA, SINCE 12/00, HLDG CO FOR FAMILY REAL ESTATE, 2 HRS/MO, NONE DURING TRADING HRS 2. INDEPENDENT SONGWRITER AND MANAGING MEMBER, DOUBLE STAR MUSIC, LLC, NOT INVESTMENT-RELATED, SELLS SONGS TO VARIOUS MUSIC PUBLISHERS, WITH OCCASIONAL PERFORMANCES AS MUSICIAN, START DATE JUNE 1, 2012, 10 HOURS/MONTH, 0 HOURS DURING SECURITIES TRADING. INDEPENDENT SONGWRITER, Address on File, SELLS SONGS TO VARIOUS MUSIC PUBLISHERS WITH OCCASIONAL PERFORMANCES AS MUSICIAN, NOT INVESTMENT-RELATED, 10HRS/MONTH, NONE DURING TRADING HRS, CONTRACTUAL ROYALTY AGREEMENTS 3. GLOBAL FUND CONNECTIONS, LLC; 113 BARKSDALE PROFESSIONAL CTR, NEW CASTLE, DE 19711; NON- PAID MEMBER OF THE ADVISORY BOARD FOR A PROPRIETARY LEGAL & SOFTWARE STRUCTURE CONCEPT FOR ETFS; 3HR/MONTH, 1 HR DURING TRADING, OWN LESS THAN 2% OF STOCK OUTSTANDING 4. APAC LEADERSHIP, LTD, 19E HELLINGS ST, LONDON, UK, SINCE 1/2019, NON INVESTMENT RELATED, ADVISORY BOARD MEMBER, UNPAID, 3 HRS PER MONTH, 1 DURING TRADING HOURS. STOCKHOLDER OF LESS THAN 3%, CONFERENCE COMPANY WHICH ORGANIZES AND RUNS THE ANNUAL SINGAPORE ECONOMIC FORUM. 5. Alpha Healthcare Acquisition Corp. III, investment-related, 1177 Avenue of the Americas, 5th Floor, New York, New York 10036, the nature of the other business: Special Purpose Acquisition Co (SPAC); position, title: Independent Director of the Board, and Chair of the Audit Committee; start date: July 26, 2021; the approximate number of hours/month you devote to the other business: 80 hours, 40 hours during securities trading hours., duties include oversight of the corporation and participation with management in the identification, due diligence and merger of a potential target acquisition, with a primary focus in the Healthcare arena.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2012About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2003About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 1988About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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