Eugene L. Podsiadlo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Lawrence Podsiadlo, who also goes by Gene P Lawrence, Eugene L Podsiadlo, Gene Podsiadlo, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1983. Eugene had worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, Series 52TO, Series 82TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2021 - April 7, 2022
MARCH CAPITAL CORP.
December 23, 2020 - April 7, 2022
MARCH CAPITAL CORP.
March 21, 2012 - December 31, 2018
WASATCH ADVISORS LP
February 24, 2010 - December 31, 2018
ALPS DISTRIBUTORS, INC.
January 11, 2005 - January 22, 2008
SPARX SECURITIES, USA, LLC
December 2, 2002 - January 25, 2005
DISTRIBUTION SERVICES, LLC
October 10, 1991 - February 26, 2001
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
April 16, 1990 - September 4, 1991
CITICORP FINANCIAL SERVICES,INC.
March 13, 1990 - September 4, 1991
CITICORP FINANCIAL SERVICES,INC.
March 2, 1989 - March 20, 1990
FINANCIAL HORIZONS SECURITIES CORPORATION
January 20, 1988 - March 16, 1989
CITICORP FINANCIAL SERVICES,INC.
December 3, 1983 - November 1, 1985
THE ADVISORS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
MARCH CAPITAL CORP.
CRD#: 24142 / SEC#: , 8-41173
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICE, RICHARD JAY | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 725697 |
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 83,479,520 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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