Ralph E. Vanwinkle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Edward Vanwinkle was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 1984. Ralph had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2021 - April 2, 2024
VAN RAY WEALTH MANAGEMENT
October 20, 2006 - April 27, 2021
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
November 1, 2005 - April 27, 2021
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
December 1, 1995 - November 1, 2005
FIRST HEARTLAND CAPITAL, INC.
March 27, 1995 - November 30, 1995
MUTUAL SERVICE CORPORATION
October 17, 1994 - March 21, 1995
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 12, 1993 - October 19, 1994
TRANSAMERICA FINANCIAL ADVISORS, INC.
October 30, 1991 - April 13, 1993
CADARET, GRANT & CO., INC.
March 6, 1987 - November 4, 1991
TRANSAMERICA SECURITIES SALES CORPORATION
February 11, 1985 - November 4, 1991
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 12, 1984 - November 13, 1984
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 12, 1984 - November 13, 1984
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VAN RAY WEALTH MANAGEMENT
CRD#: 304550 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 10,225,335 |
Red Flags
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