Barry J. Kyte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Jay Kyte SR., who also goes by Barry Jay Kyte Sr, Barry Jay Kyte, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1983. Barry had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 9, Series 10, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2016 - April 17, 2018
LEVEL FOUR FINANCIAL, LLC
September 23, 2016 - April 17, 2018
LEVEL FOUR FINANCIAL, LLC
December 19, 2013 - September 21, 2016
PNC MANAGED ACCOUNT SOLUTIONS, INC.
November 19, 2013 - September 21, 2016
BBVA SECURITIES INC.
February 27, 2012 - September 9, 2013
HANCOCK WHITNEY INVESTMENT SERVICES INC.
February 27, 2012 - September 9, 2013
HANCOCK WHITNEY INVESTMENT SERVICES INC.
February 25, 2010 - December 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
February 23, 2010 - December 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
March 13, 2007 - March 3, 2010
MORGAN KEEGAN & COMPANY, LLC
February 21, 2007 - March 3, 2010
MORGAN KEEGAN & COMPANY, LLC
February 13, 2007 - February 20, 2007
MORGAN KEEGAN & COMPANY, LLC
February 13, 2007 - February 20, 2007
MORGAN KEEGAN & COMPANY, LLC
July 10, 2003 - February 22, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
February 3, 2003 - October 9, 2003
AMSOUTH INVESTMENT SERVICES, INC.
November 2, 1987 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
April 3, 1986 - November 2, 1987
UNITED FINANCIAL INVESTMENTS, INC.
May 26, 1983 - April 23, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 6/23/1983
Interest Rate Options ExaminationCurrent Firm
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700 / SEC#: 801-65811, 8-41965
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
