Alan K. Bridgewater
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Kent Bridgewater was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1983. Alan had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 1989 - December 10, 2014
INTEGRATED FINANCIAL PLANNING SERVICES
April 3, 1987 - September 28, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
August 7, 1986 - November 20, 1987
NALICO EQUITY CORPORATION
June 8, 1983 - July 24, 1986
USLIFE EQUITY SALES CORP.
Primary Firm SEC Registration
INTEGRATED FINANCIAL PLANNING SERVICES
CRD#: 17935 / SEC#: 801-132001, 8-35120
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTEGRATED FINANCIAL PLANNING SERVICES
CRD#: 17935 / SEC#: 801-132001, 8-35120
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (36 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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