Keith A. Pape
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Allen Pape was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1983. Keith had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2012 - November 4, 2018
SUMMIT FINANCIAL GROUP INC
May 14, 2012 - November 4, 2018
SUMMIT BROKERAGE SERVICES, INC.
October 7, 2005 - May 17, 2012
OPPENHEIMER & CO. INC.
October 7, 2005 - May 17, 2012
OPPENHEIMER & CO. INC.
September 28, 2000 - October 14, 2005
LEGG MASON WOOD WALKER, INCORPORATED
September 13, 2000 - October 14, 2005
LEGG MASON WOOD WALKER, INCORPORATED
October 4, 1991 - September 27, 2000
KEYBANC CAPITAL MARKETS INC.
June 22, 1983 - October 4, 1991
GRADISON & COMPANY INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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