Edmund Wellington Iii
Professional summary
Edmund Wellington Iii, who also goes by Edmund Wellington III, Edmund Nmn Wellington III, is a registered financial advisor currently at WELLINGTON CAPITAL MANAGEMENT, INC located in Bethesda , Maryland.
Edmund is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Edmund has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edmund Wellington Iii's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2004 - Present
WELLINGTON CAPITAL MANAGEMENT, INC
Office #1: 4906 Earlston Drive, Bethesda , MD 20816January 1, 2002 - May 26, 2004
MCGINN PENNINGER INVESTMENT MANAGEMENT INC.
February 11, 1997 - December 17, 1998
MCCRACKEN ADVISORY PARTNERS CORPORATION
June 16, 1989 - July 15, 1996
FERRIS, BAKER WATTS, LLC
September 26, 1983 - June 22, 1989
UBS FINANCIAL SERVICES INC.
May 25, 1983 - January 25, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/30/2004)
Exams
Series 8
Date: 9/30/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WELLINGTON CAPITAL MANAGEMENT, INC
CRD#: 130131 / SEC#: 801-132664
Contact information
Regulatory assets under management
| Total Number of Accounts | 162 |
| AUM (Assets Under Management) | $ 131,833,383 |
Red Flags
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