Donn S. Weise
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donn Steven Weise was a registered financial professional .
Donn is a previously registered financial professional and started their career in finance in 1983. Donn had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 62 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2022 - April 9, 2024
VISION 4 FUND DISTRIBUTORS
May 24, 2018 - January 11, 2022
G.DISTRIBUTORS, LLC
June 15, 2017 - April 30, 2018
NORTHERN LIGHTS DISTRIBUTORS, LLC
June 11, 1999 - April 24, 2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
October 5, 1998 - January 5, 1999
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
September 14, 1993 - February 11, 1998
TRANSAMERICA CAPITAL, LLC
August 12, 1985 - December 31, 1992
KRUPP SECURITIES CORPORATION
April 28, 1983 - June 3, 1985
FIRST CAPITAL INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/26/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
VISION 4 FUND DISTRIBUTORS
CRD#: 298105 / SEC#: , 8-70175
Contact information
FINRA licenses (27 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GARD, DAVID WAYNE | MANAGING DIRECTOR | 722647 |
| JOHNSON, HENRY P | MANAGING DIRECTOR | 5559118 |
| KUJALOWICZ, PAUL EDWARD | PRESIDENT/MANAGING DIRECTOR | 1020049 |
| SULLIVAN, CORNELIUS JOSEPH | MANAGING DIRECTOR | 2094448 |
| VAINISI, JEROME ARTHUR | CHIEF EXECUTIVE OFFICER | 2011056 |
| FOSTER, TODD MICHAEL | PASSIVE MEMBER | 3024634 |
| GREER, JOHN WILLIAM | PASSIVE MEMBER | 6148298 |
| LEE, BRYAN MATTHEW | PASSIVE MEMBER | 4779819 |
| QUALTERS, DONALD P | PASSIVE MEMBER | 3184519 |
| DAVIS, TAYLOR RENEE | CHIEF COMPLIANCE OFFICER | 5384424 |
| PORTWOOD, WILLIAM BOYCE | CHIEF FINANCIAL OFFICER/FINOP/PFO/POO | 4853700 |
Red Flags
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