George A. Dimogiannis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Alexander Dimogiannis, who also goes by George Dimogiannis, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2013 - November 11, 2014
QUESTAR CAPITAL CORPORATION
April 18, 2012 - February 13, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 12, 2008 - November 23, 2010
WORLD CAPITAL BROKERAGE, INC.
December 6, 2002 - July 14, 2008
QUEST CAPITAL STRATEGIES, INC.
October 25, 2000 - October 16, 2001
CAPITAL GROWTH RESOURCES
October 20, 1998 - September 14, 2000
CETERA WEALTH SERVICES, LLC
June 13, 1994 - May 5, 1997
CITICORP INVESTMENT SERVICES
September 20, 1993 - April 27, 1994
WELLS FARGO SECURITIES INC.
April 1, 1993 - September 20, 1993
MARKETING ONE SECURITIES, INC.
January 28, 1993 - March 4, 1993
LAM WAGNER, INC.
March 23, 1992 - July 1, 1992
AEGON USA SECURITIES INC.
March 2, 1989 - January 22, 1992
INVEST FINANCIAL CORPORATION
April 27, 1988 - July 5, 1988
FINANCIAL HORIZONS SECURITIES CORPORATION
January 28, 1987 - September 9, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
November 30, 1983 - July 31, 1986
NPC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUESTAR CAPITAL CORPORATION
CRD#: 43100 / SEC#: , 8-50174
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| YORKTOWN FINANCIAL COMPANIES, INC. - INDIANA | SHAREHOLDER | |
| BRAUN, BARBARA J | CHIEF TECHNOLOGY AND EXECUTIVE PROJECTS OFFICER | 6839583 |
| BROOKS, MELISSA CAWOOD | CHIEF FINANCIAL OFFICER | 4219393 |
| DU MOND, SHARON LEA | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 2134316 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER, SECRETARY | 4241291 |
| SAND PETERSON, JESSICA KAY | CHIEF OPERATING AND SUPERVISION OFFICER | 4274882 |
| STARKMAN, KRISTINE ALANE | CHIEF COMPLIANCE OFFICER | 2409241 |
| THOMES, ERIC JON | CHAIRMAN | 4645308 |
| WHITE, WALTER REX | DIRECTOR |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
