Gerald A. Larder
Professional summary
Gerald Allan Larder was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gerald is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Gerald had worked at 14 firms, which includes AMERICAN INVESTMENT SERVICES INC., CHATFIELD DEAN & CO. INC., NTB FINANCIAL CORPORATION, MALONE & ASSOCIATES INC., A. T. BROD & CO. INC., BOUCHER OEHMKE & COMPANY, FIRST AMERICA EQUITIES CORP., ADVENT SECURITIES INC., L.F. THOMPSON & COMPANY, POWER SECURITIES CORPORATION, PROFESSIONAL BROKERAGE SERVICES INC., HAMILTON BOHNER INC., THE STUART-JAMES COMPANY INCORPORATED, BLINDER ROBINSON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 1996 - June 6, 1996
AMERICAN INVESTMENT SERVICES, INC.
May 1, 1991 - May 2, 1994
CHATFIELD DEAN & CO., INC.
February 13, 1991 - April 29, 1991
NTB FINANCIAL CORPORATION
November 9, 1990 - February 25, 1991
MALONE & ASSOCIATES, INC.
September 20, 1990 - October 31, 1990
A. T. BROD & CO. INC.
March 26, 1990 - August 15, 1990
BOUCHER, OEHMKE & COMPANY
December 23, 1989 - February 28, 1990
FIRST AMERICA EQUITIES CORP.
September 14, 1989 - December 23, 1989
ADVENT SECURITIES, INC.
March 9, 1989 - September 1, 1989
L.F. THOMPSON & COMPANY
April 7, 1988 - February 28, 1989
POWER SECURITIES CORPORATION
August 28, 1987 - April 4, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
July 13, 1987 - August 22, 1987
HAMILTON BOHNER, INC.
November 10, 1986 - June 23, 1987
THE STUART-JAMES COMPANY, INCORPORATED
July 21, 1983 - July 22, 1985
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN INVESTMENT SERVICES, INC.
CRD#: 21111 / SEC#: , 8-38685
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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