Victor W. Lunka

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CRD#: 1129863

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Victor William Lunka JR, who also goes by VIc Lunka, Victor W Lunka, was a registered financial professional .

Victor is a previously registered financial professional and started their career in finance in 1983. Victor had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Vic Lunka | Victor W Lunka

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)TRUSTEE FOR MOTHER'S IRREVOCABLE INSRUANCE TRUST/INVESTMENT RELATED/START 1994/0 HOURS PER MONTH. 2)TRUSTEE FOR MOTHER TRUST DTD 10/28/88,INVESTMENT RELATED,START 2012,3HR PER MONTH WITH ZERO DURING TRADING. 3)ATTORNEY IN FACT FOR MOTHER, INVESTMENT RELATED, STARTED 07/08/2015, 1-2 HOURS PER MONTH, 1-2 DURING MARKET HOURS. 4)LUNKA INVESTMENT GROUP, LLC - SIX MILE SC 29682. INVESTMENT-RELATED, 50% OWNER, INVESTMENT ADVICE - ADVISING CLIENTS WITH INVESTMENT DIRECTION AND IMPLEMENTATION. PARTICIPATION START DATE: 05/15/2019,160 BUSINESS HOURS PER MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 20, 2019 - October 7, 2022

BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC

RIA

CRD#: 297750

Six Mile, SC

Past

January 20, 2011 - January 19, 2022

BENJAMIN F. EDWARDS & COMPANY, INC.

RIA

CRD#: 146936

Six Mile, SC

Past

January 14, 2011 - October 7, 2022

BENJAMIN F. EDWARDS & COMPANY, INC.

CRD#: 146936

Six Mile, SC

Past

January 1, 2008 - January 18, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MENTOR, OH

Past

January 1, 2008 - January 18, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MENTOR, OH

Past

April 5, 2000 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

MENTOR, OH

Past

May 26, 1983 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

MENTOR, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC

BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC | EDWARDS WEALTH MANAGEMENT

CRD#: 297750 / SEC#: 801-113797

RIA

Registered Investment Advisory firm - (8/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/19/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/7/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/8/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/21/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/5/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC

BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC | EDWARDS WEALTH MANAGEMENT

CRD#: 297750 / SEC#: 801-113797

RIA

Registered Investment Advisory firm - (8/6/2018 Approved)

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Contact information

Main Address

One North Brentwood Suite 850, St. Louis, MO 63105

Mailing Address

Phone number

(314) 726-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (3/31/2025)

WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,424
AUM (Assets Under Management)	$ 894,040,381

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/23/2025	Cover Page	Report
12/20/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Victor W. Lunka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BENJAMIN F. EDWARDS & COMPANY, INC.

BENJAMIN F. EDWARDS & COMPANY, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/19/2009

Series 63

Date: 7/7/1983

SIE

Date: 10/1/2018

Series 3

Date: 11/8/1985

Series 7

Date: 5/21/1983

Series 10

Date: 12/21/2001

Series 9

Date: 12/5/2001

Current Firm

BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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