David W. Schamens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Wayne Schamens was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 5 firms and has passed the Series 63, Series 3, Series 7, Series 53, Series 4, Series 27, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 1989 - October 31, 1990
CAROLINA FIRST SECURITIES GROUP, INC.
November 10, 1987 - August 10, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 9, 1986 - November 2, 1987
ROBERT THOMAS SECURITIES, INC
February 3, 1986 - July 17, 1986
ALEX. BROWN & SONS INCORPORATED
May 31, 1983 - February 10, 1986
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/2/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CAROLINA FIRST SECURITIES GROUP, INC.
CRD#: 24017 / SEC#: , 8-41053
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
