James Edward Benning
Professional Summary
James Edward Benning, who also goes by James E Benning, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1988 - 2024. James had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 10, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James E Benning
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
IC ADVISORY SERVICES, INC.
Contact Information
Main Address
1420 Route 206 North Suite 210, Bedminster, NJ 07921Mailing Address
1420 Route 206 North, Suite 210 P.o. Box 770, Bedminster, NJ 07921Phone Number
(908) 707-4422# of Employees
220Regulatory Assets Under Management
Total Number of Accounts
5,528AUM (Assets Under Management)
$2,056,415,877Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | Cover Page | Report |
| 02/15/2024 | Cover Page | Report |
| 01/10/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed May 2000About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 1999About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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