Norma A. Delacerna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norma Angeline Delacerna, who also goes by Norma Angeline De La Cerna, Norma Tolbert, was a registered financial advisor .
Norma is a previously registered financial advisor and started their career in finance in 1983. Norma had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2004 - April 23, 2012
LEGEND ADVISORY, LLC
July 8, 2004 - November 1, 2012
LEGEND EQUITIES CORPORATION
June 18, 2001 - July 8, 2004
CETERA WEALTH SERVICES, LLC
September 16, 1987 - December 31, 2000
WATERSTONE FINANCIAL GROUP, INC.
June 2, 1987 - January 19, 1988
DESIGN STRATEGIES, INC.
February 2, 1987 - July 16, 1987
SINGER & COMPANY SECURITIES, INC.
March 29, 1985 - September 12, 1986
FSC SECURITIES CORPORATION
July 2, 1983 - March 27, 1985
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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