Margaret Apparicio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Apparicio was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1983. Margaret had worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2010 - March 7, 2017
MANAGED ACCOUNT SERVICES, LLC
December 17, 2008 - May 12, 2010
JESUP & LAMONT SECURITIES CORP
March 26, 2007 - April 14, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 10, 2005 - March 7, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 10, 1989 - April 1, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 1987 - September 7, 1989
PRUDENTIAL EQUITY GROUP, LLC
June 22, 1983 - June 8, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MANAGED ACCOUNT SERVICES, LLC
CRD#: 133803 / SEC#: , 8-66783
Contact information
Documents
Red Flags
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