Vincent W. Aquino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent William Aquino was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1983. Vincent had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 1988 - April 8, 1989
J. W. GANT & ASSOCIATES, INC.
October 16, 1986 - March 31, 1987
BAIRD, PATRICK & CO., INC.
June 13, 1986 - February 25, 1987
KUREEN & COOPER, INC.
December 9, 1985 - May 19, 1986
ROONEY, PACE INC.
December 5, 1983 - December 12, 1985
BROADCHILD SECURITIES CORP.
August 23, 1983 - August 30, 1983
GLEACHER & COMPANY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. W. GANT & ASSOCIATES, INC.
CRD#: 7963 / SEC#: , 8-30910
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
