Irwin I. Balkan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irwin I Balkan was a registered financial professional .
Irwin is a previously registered financial professional and started their career in finance in 1964. Irwin had worked at 13 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 1985 - October 18, 1985
ROONEY, PACE INC.
February 27, 1985 - April 10, 1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
September 26, 1983 - March 20, 1985
WALTER CAPITAL CORPORATION
April 26, 1983 - November 4, 1983
BUCKINGHAM SECURITIES, LTD.
August 19, 1982 - February 1, 1983
ADVEST, INC.
November 12, 1981 - September 21, 1982
BLINDER, ROBINSON & CO., INC.
January 12, 1981 - June 5, 1981
M. H. WALTER & CO., INCORPORATED
September 10, 1980 - March 21, 1981
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
September 13, 1979 - April 28, 1980
CONTINENTAL ESTATE PLANNING ASSOCIATES, INC.
January 18, 1978 - August 5, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
October 6, 1975 - January 4, 1977
LOEB, RHOADES & CO. INC.
September 30, 1964 - March 19, 1980
EDWARDS & HANLY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/28/1964
Registered Representative ExaminationSeries 00
Date: 5/14/1973
General Securities Principal ExaminationCurrent Firm
ROONEY, PACE INC.
CRD#: 6218 / SEC#: , 8-17107
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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