Cordell R. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cordell Ronald Brown was a registered financial professional .
Cordell is a previously registered financial professional and started their career in finance in 1983. Cordell had worked at 3 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 1986 - February 10, 1988
FOCUS SECURITIES, INC.
June 6, 1985 - July 1, 1986
CARDELL & ASSOCIATES, INCORPORATED
June 13, 1983 - June 12, 1985
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
FOCUS SECURITIES, INC.
CRD#: 15023 / SEC#: , 8-31549
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
