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EM

Egidio Mogavero

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CRD#: 1128820
EM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Egidio Mogavero, who also goes by Gil Mogavero, was a registered financial professional .

Egidio is a previously registered financial professional and started their career in finance in 1983. Egidio had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 7, Series 27, Series 24, Series 8 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gil Mogavero

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 22, 2008 - June 7, 2012

QATALYST PARTNERS LP

BD
CRD#: 147251
SAN FRANCISCO, CA
Past

December 1, 1998 - March 18, 2020

CITIZENS JMP SECURITIES, LLC

BD
CRD#: 22208
SAN FRANCISCO, CA
Past

October 8, 1998 - November 5, 1998

JWGENESIS SECURITIES, INC.

BD
CRD#: 33832
BOCA RATON, FL
Past

May 7, 1998 - November 2, 1998

COWEN PRIME SERVICES TRADING LLC

BD
CRD#: 23857
NEW YORK, NY
Past

October 1, 1997 - March 31, 1998

BANCAMERICA SECURITIES, INC.

BD
CRD#: 17977
SAN FRANCISCO, CA
Past

March 7, 1997 - October 1, 1997

ROBERTSON, STEPHENS & COMPANY LLC

BD
CRD#: 7730
SAN FRANCISCO, CA
Past

April 21, 1987 - August 7, 1996

VOLPE BROWN WHELAN & COMPANY, LLC

BD
CRD#: 18329
SAN FRANCISCO, CA
Past

June 22, 1983 - March 23, 1987

PERSHING LLC

BD
CRD#: 7560

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/27/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/27/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 7/1/1987
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam

Current Firm


QP
QATALYST PARTNERS LP
QATALYST PARTNERS LP

CRD#: 147251 / SEC#: , 8-67887

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
3 Embarcadero Center Suite 1500, San Francisco, CA 94111
Mailing Address
3 Embarcadero Center Suite 1500, San Francisco, CA 94111
Phone number
(415) 844-7700
Established
Delaware since 12/12/2007
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
QATALYST GROUP LPLIMITED PARTNER
BOUTROS, GEORGE FOUADCHIEF EXECUTIVE OFFICER1567861
DILULLO, JASON APRESIDENT2378805
PALMER, SALLY GRACECHIEF COMPLIANCE OFFICER1524061
QATALYST MANAGEMENT LLCGENERAL PARTNER
QUATTRONE, FRANK PETEREXECUTIVE CHAIRMAN1312126
TAN, MICHAEL JEN-KAIFINOP/CHIEF FINANCIAL OFFICER6014199

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


QATALYST PARTNERS LP

CRD#: 147251

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