Dale A. Pope
Professional summary
Dale A Pope, who also goes by Dale Allan Pope, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Leland, North Carolina and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Dale is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Dale has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 22, Series 6, Series 39 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dale A Pope's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2020 - Present
IP FINANCIAL ADVISORY SERVICES LLC
November 1, 2020 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210August 11, 2015 - November 3, 2020
MERCAP ADVISORS, INC.
January 13, 2012 - November 3, 2020
MERCAP SECURITIES, LLC
April 6, 2011 - January 5, 2016
MERION WEALTH PARTNERS, LLC
October 14, 2005 - October 26, 2010
INVESTORS CAPITAL CORP.
May 20, 2005 - October 26, 2010
INVESTORS CAPITAL CORP.
December 16, 2001 - September 16, 2003
PAN-AMERICAN FINANCIAL ADVISERS
March 31, 1997 - January 10, 2002
CITCO MUTUAL FUND DISTRIBUTORS, INC.
December 4, 1987 - December 16, 2001
AMERICAN CAPITAL CORPORATION
July 13, 1983 - September 17, 1987
MONEY CONCEPTS CAPITAL CORP
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2020)
(11/1/2020)
(10/27/2025)
(11/1/2020)
(10/27/2025)
(11/1/2020)
(11/16/2022)
(10/4/2023)
(10/27/2025)
(10/30/2020)
(11/1/2020)
(11/1/2020)
(11/1/2020)
(11/1/2020)
(10/27/2025)
(11/1/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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