Glenn O. Corback
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Otto Corback was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1984. Glenn had worked at 11 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 57TO, SIE, Series 34, Series 3, Series 55, Series 7, Series 5, Series 6, Series 24, Series 53, Series 4 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2017 - June 4, 2021
ALLY INVEST SECURITIES LLC
November 9, 2011 - June 6, 2017
TRADESTATION SECURITIES, INC.
May 13, 2008 - October 19, 2011
ALLY INVEST SECURITIES LLC
November 28, 2007 - March 11, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
March 3, 2003 - April 4, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
November 19, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
July 18, 2001 - November 26, 2002
WORLDCO, L.L.C.
April 10, 2001 - July 17, 2001
CIBC WORLD MARKETS CORP.
September 13, 1995 - July 23, 1996
FIRST FUND DISTRIBUTORS, INC.
November 21, 1994 - March 2, 1995
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
November 2, 1988 - November 21, 1994
PACIFIC SELECT DISTRIBUTORS, LLC
January 15, 1986 - July 27, 1988
THE ADVISORS GROUP, INC.
August 21, 1984 - January 20, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 10/27/2023
General Securities Representative ExaminationSeries 52TO
Date: 10/27/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 10/27/2023
Securities Trader ExamSeries 55
Date: 12/19/2007
Limited Representative-Equity Trader ExamSeries 5
Date: 6/29/1984
Interest Rate Options ExaminationCurrent Firm
ALLY INVEST SECURITIES LLC
CRD#: 136131 / SEC#: , 8-66982
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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