LE

Lorraine F. Ell

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CRD#: 1128365
LE

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lorraine Frassinell Ell, who also goes by Lorraine Frasinell Ell, Lorraine Frassinell, was a registered financial professional .

Lorraine is a previously registered financial professional and started their career in finance in 1983. Lorraine had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Lorraine Frasinell Ell | Lorraine Frassinell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 2, 2015 - March 9, 2026

BETTER MONEY DECISIONS

RIA
CRD#: 172980
Midland, MI
Past

March 25, 2008 - October 13, 2015

PORTFOLIO WEALTH ADVISORS

RIA
CRD#: 145687
ALBUQUERQUE, NM
Past

March 22, 1990 - April 17, 1995

REALTY CAPITAL SECURITIES, INC.

BD
CRD#: 14639
Past

November 20, 1989 - December 8, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

November 19, 1989 - February 13, 1990

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

March 25, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

February 15, 1984 - March 14, 1987

JW GENESIS CLEARING CORP.

BD
CRD#: 6631
BOCA RATON, FL
Past

August 8, 1983 - January 16, 1984

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

June 6, 1983 - July 25, 1983

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


BETTER MONEY DECISIONS
BETTER MONEY DECISIONS
BETTER MONEY DECISIONS | BETTER MONEY DECISIONS, LLC

CRD#: 172980 / SEC#: 801-115227

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Contact information


Main Address
460 St. Michael's Drive Suite 902, Santa Fe, NM 87505
Mailing Address
Phone number
(844) 507-0961
Established
Firm type
Fiscal year end
# of Employees
8

Regulatory assets under management


Total Number of Accounts925
AUM (Assets Under Management)$ 326,787,724

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BETTER MONEY DECISIONS

BETTER MONEY DECISIONS

CRD#: 172980

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