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Albert John Wright

CRD# 1128344·Registered 1983 - 2012
Previously Registered: Being a previously registered professional could mean that Albert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Albert John Wright was a registered financial advisor. Albert was a previously registered financial professional and started their career in finance 1983 - 2012. Albert had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Milwaukee, WI
February 18, 2009 - December 31, 2012
UST SECURITIES CORP.·CRD# 13906
BD
New York, NY
August 28, 2003 - March 6, 2008
UST FINANCIAL SERVICES CORP.·CRD# 36881
BD
New York, NY
March 24, 1995 - August 31, 2001
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
February 24, 1992 - October 15, 1993
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
July 20, 1983 - February 13, 1992

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Current Firm

QD
QUASAR DISTRIBUTORS, LLC

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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