DT
Daniel J. Tachiera
JCSD CAPITAL
Walnut Creek, CA 94596
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CRD#: 1128331
DT
Professional summary
Daniel Joseph Tachiera is a registered financial advisor currently at JCSD CAPITAL, LLC located in Walnut Creek, California.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Daniel has worked at 5 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Joseph Tachiera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2013 - Present
JCSD CAPITAL, LLC
Office #1: 1981 N. Broadway Blvd. Suite 270, Walnut Creek, CA 94596RIA
CRD#: 163084
Walnut Creek, CA
Past
August 4, 2006 - March 18, 2011
HOWE BARNES HOEFER & ARNETT, INC.
BD
CRD#: 2240
SAN FRANCISCO, CA
Past
February 8, 2000 - August 4, 2006
HOEFER & ARNETT, INCORPORATED
BD
CRD#: 10883
SAN FRANCISCO, CA
Past
October 22, 1999 - February 9, 2000
D.A. DAVIDSON & CO.
BD
CRD#: 199
GREAT FALLS, MT
Past
March 5, 1998 - May 21, 1998
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JC
JCSD CAPITAL, LLC
JCSD CAPITAL, LLC
CRD#: 163084 / SEC#: 801-107372
RIA
Registered Investment Advisory firm - (3/17/2016 Approved)California
Registered Investment Advisory firm - (4/30/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/30/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 3/29/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Current Firm
JC
JCSD CAPITAL, LLC
JCSD CAPITAL, LLC
CRD#: 163084 / SEC#: 801-107372
RIA
Registered Investment Advisory firm - (3/17/2016 Approved)California
Registered Investment Advisory firm - (4/30/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1981 N. Broadway Blvd. Suite 270, Walnut Creek, CA 94596
Mailing Address
Phone number
(925) 954-7207
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 174,424,041 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 2/11/2013 |
Red Flags
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Company Information
JCSD CAPITAL, LLC
CRD#: 163084Walnut Creek, CA 94596TRUST BUT VERIFY
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