Debra L. Kennedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Lynn Kennedy, who also goes by Debbie Lynn Kennedy, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1983. Debra had worked at 7 firms and has passed the Series 63, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2003 - April 5, 2004
PINNACLE CAPITAL MARKETS, LLC
July 12, 1989 - December 31, 2002
FINANCIAL ASSET MANAGEMENT, INC.
June 8, 1988 - June 22, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
February 15, 1988 - July 6, 1988
LEHMAN BROTHERS INC.
June 27, 1986 - February 15, 1988
E. F. HUTTON & COMPANY INC
October 7, 1985 - June 2, 1986
BLUNT ELLIS & LOEWI INCORPORATED
August 23, 1983 - September 30, 1985
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PINNACLE CAPITAL MARKETS, LLC
CRD#: 119606 / SEC#: , 8-65208
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HONOS FINANCIAL LLC | OWNER | |
| PACIOREK, MICHAEL ALLEN | PRESIDENT & SROP & FINOP& CCO | 2090629 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
