David S. Coleman
Professional summary
David Scott Coleman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, David had worked at 4 firms, which includes WILSON-DAVIS & CO. INC., BAGLEY SECURITIES INC., JOHNSON-BOWLES COMPANY INC, HUGHES SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 1990 - November 17, 1997
WILSON-DAVIS & CO., INC.
July 28, 1989 - April 25, 1990
BAGLEY SECURITIES, INC.
December 1, 1988 - July 17, 1989
JOHNSON-BOWLES COMPANY INC
March 31, 1986 - November 7, 1988
HUGHES SECURITIES, INC.
February 18, 1986 - March 14, 1986
JOHNSON-BOWLES COMPANY INC
June 6, 1983 - November 15, 1985
JOHNSON-BOWLES COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILSON-DAVIS & CO., INC.
CRD#: 3777 / SEC#: , 8-14299
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 57 |
| Arbitration | 1 |
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