Edwin J. Ahrens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin John Ahrens JR, who also goes by Ed Ahrens, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1983. Edwin had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2017 - October 1, 2018
AE WEALTH MANAGEMENT, LLC
January 17, 2014 - January 6, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
April 17, 2006 - February 14, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 1, 2005 - February 14, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 15, 2001 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
March 17, 1999 - May 9, 2001
ROBERT W. BAIRD & CO. INCORPORATED
September 24, 1988 - January 5, 1989
ROBERT W. BAIRD & CO. INCORPORATED
September 24, 1988 - December 1, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 5, 1983 - September 26, 1988
NEW ENGLAND SECURITIES
August 8, 1983 - October 24, 1983
GREEN HILL FINANCIAL SERVICE CORPORATION
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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