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William Floyd Yarbrough

CRD# 1127518·Registered 1983 - 2017
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Floyd Yarbrough was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1983 - 2017. William had worked at 6 firms and has passed the Series 63, SIE and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

SECURITY CHURCH FINANCE, INC.·CRD# 11224
BD
Houston, TX
May 18, 1998 - December 31, 2017
SECURITY CHURCH FINANCE, INC.·CRD# 11224
BD
April 20, 1998 - May 12, 1998
GREAT NATION INVESTMENT CORPORATION·CRD# 19981
BD
Amarillo, TX
August 21, 1995 - April 24, 1998
GLOBAL STRATEGIES GROUP, INC.·CRD# 27414
BD
November 3, 1994 - February 10, 1997
GLOBAL STRATEGIES GROUP, INC.·CRD# 27414
BD
New York, NY
November 5, 1993 - February 10, 1997
ALANAR INCORPORATED·CRD# 23225
BD
Sullivan, IN
November 19, 1992 - November 24, 1993
UNITED INTERNATIONAL SECURITIES, INC.·CRD# 27528
BD
February 3, 1992 - October 13, 1992
ALANAR INCORPORATED·CRD# 23225
BD
Sullivan, IN
November 7, 1989 - November 18, 1991
AMI SECURITIES, INC.·CRD# 13412
BD
July 14, 1983 - November 2, 1989

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Current Firm

SC
SECURITY CHURCH FINANCE, INC.

SECURITY CHURCH FINANCE, INC.

CRD#: 11224 / SEC#: 8-13578
BD
Terminated by SEC on 01/08/2018

Contact Information

Established

Texas since 05/16/1962

Firm Type

Corporation

Fiscal Year End

May

Documents

Direct owners and executive officers

NamePositionCRD#
BARCLAY, ALAN LENPRESIDENT AND CEO, DIRECTOR1172909
TODD, JOE LEECFO, TREASURER603859
POE, FRANK EDWARD IIIVICE-PRESIDENT, CHIEF COMPLIANCE OFFICER1593735

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 24 — General Securities Principal Examination

Passed Jan 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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