Bobby L. Penland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bobby L Penland was a registered financial professional .
Bobby is a previously registered financial professional and started their career in finance in 1983. Bobby had worked at 5 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2008 - March 24, 2009
USF SECURITIES, L.P.
February 3, 1999 - February 15, 2008
CETERA ADVISORS LLC
July 29, 1994 - February 2, 1999
MUTUAL SERVICE CORPORATION
December 11, 1991 - December 13, 1994
ASSOCIATED SECURITIES CORP.
May 23, 1983 - December 6, 1991
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USF SECURITIES, L.P.
CRD#: 37942 / SEC#: , 8-48007
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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