Carrie L. Onorato

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CRD#: 1127356

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Carrie Lee Onorato, who also goes by Carrie Lee Haugh, Carrie Lee Haugh Onorato, was a registered financial professional .

Carrie is a previously registered financial professional and started their career in finance in 1983. Carrie had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Carrie Lee Haugh | Carrie Lee Haugh Onorato

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF ENTITY: Independent Insurance Agent; Yes; 7817 ODYSSEUS AVE; LAS VEGAS; NV; 89131; Fixed Insurance Sales; Independent Insurance Agent; 3/12/2012; 5; 0; sales of fixed Insurance and medicare products|NAME OF ENTITY:Elkhorn - Cimarron Estates; No; 7670 W. Lake Mead Blvd #100; Las Vegas; NV; 89128; HOA; Secretary; 8/1/2020; 2; 0; Taking notes at the meeting and updating the minutes, report to the president.|

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 3, 2011 - December 15, 2023

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

LAS VEGAS, NV

Past

January 3, 2011 - December 15, 2023

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

LAS VEGAS, NV

Past

July 8, 2003 - January 3, 2011

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

HENDERSON, NV

Past

January 11, 2002 - January 3, 2011

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

HENDERSON, NV

Past

July 8, 1999 - December 18, 2001

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

December 24, 1998 - June 22, 1999

SAN CLEMENTE SECURITIES, INC.

CRD#: 21895

SAN CLEMENTE, CA

Past

June 4, 1998 - November 28, 1998

SEIBT FINANCIAL SERVICES, INC

CRD#: 23472

LAS VEGAS, NV

Past

March 4, 1998 - June 17, 1998

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

May 23, 1994 - May 13, 1997

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

June 17, 1992 - January 22, 1993

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

April 9, 1991 - May 22, 1992

FMSBONDS, INC.

CRD#: 7793

BOCA RATON, FL

Past

February 4, 1991 - April 2, 1991

PARAGON CAPITAL MARKETS, INC.

CRD#: 18555

EAST HANOVER, NJ

Past

September 7, 1990 - March 13, 1991

ADAMS, BLOCK & COE SECURITIES, INC.

CRD#: 19439

FT. LAUDERDALE, FL

Past

July 14, 1987 - August 28, 1990

FIRST EQUITY CORPORATION OF FLORIDA

CRD#: 9

MIAMI, FL

Past

January 11, 1984 - December 16, 1985

BUTCHER & SINGER INC.

CRD#: 6517

Past

June 7, 1983 - August 22, 1983

UBS CAPITAL MARKETS L.P.

CRD#: 2692

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA

Registered Investment Advisory firm - SEC (7/11/1994 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/26/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/30/2001

General Securities Principal Examination

Current Firm

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA

Registered Investment Advisory firm - SEC (7/11/1994 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone number

+1 (800) 356-2906

Established

Minnesota since 04/26/1968

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

563

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (12/10/2025)

PART 2A APPENDIX 1 OF FORM ADV: WRAP FEE PROGRAM BROCHURE (12/10/2025)

PART 2A APPENDIX OF FORM ADV: INVESTOR CHANNEL WRAP FEE PROGRAM BROCHURE (12/10/2025)

Direct owners and executive officers

Name	Position	CRD#
VOYA HOLDINGS INC.	100% SHAREHOLDER
BOHN, FREDERICK HENRY	CHIEF FINANCIAL OFFICER	5791728
DEPRATTI, JOHN J	VP, OPERATIONS PRINCIPAL	2927917
PAASCH, STEPHAN ANTHONY	CHIEF COMPLIANCE OFFICER	2968516
REILLY, JONATHAN FRANCIS	PRESIDENT	2039032

Regulatory assets under management

Total Number of Accounts	11,854
AUM (Assets Under Management)	$ 2,744,735,129

Disclosures

Regulatory Event	36
Arbitration	9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Carrie L. Onorato

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

LOCUST STREET SECURITIES, INC.

SAN CLEMENTE SECURITIES, INC.

SEIBT FINANCIAL SERVICES, INC

PFS INVESTMENTS INC.

FIRST MONTAUK SECURITIES CORP.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

FMSBONDS, INC.

PARAGON CAPITAL MARKETS, INC.

ADAMS, BLOCK & COE SECURITIES, INC.

FIRST EQUITY CORPORATION OF FLORIDA

BUTCHER & SINGER INC.

UBS CAPITAL MARKETS L.P.

Primary Firm SEC Registration

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/2000

Series 63

Date: 7/26/1994

SIE

Date: 10/1/2018

Series 7

Date: 5/21/1983

Series 24

Date: 4/30/2001

Current Firm

VOYA FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

VOYA FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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