Carl A. Sorboro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Anthony Sorboro JR, who also goes by Carl A Sorboro, Carl Anthony Sorboro, was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 1983. Carl had worked at 6 firms and has passed the Series 63, Series 22TO, SIE, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2023 - September 6, 2024
VALMARK SECURITIES, INC.
January 30, 2018 - April 19, 2021
REHMANN FINANCIAL NETWORK, LLC
March 21, 2012 - January 10, 2018
OSAIC WEALTH, INC.
February 25, 2008 - March 15, 2010
CETERA ADVISORS LLC
April 25, 1985 - March 18, 1987
PROVEST, INC.
May 19, 1983 - April 18, 1985
VESTAX SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationCurrent Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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