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GJ

Gust Edwin Johnson Jr

CRD# 1127197·Registered 1983 - 2023
Previously Registered: Being a previously registered professional could mean that Gust is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gust Edwin Johnson JR, who also goes by Ed Johnson, Gust Edwin Johnson, was a registered financial advisor. Gust was a previously registered financial professional and started their career in finance 1983 - 2023. Gust had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ed Johnson, Gust Edwin Johnson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

B. RILEY WEALTH ADVISORS, INC.·CRD# 115927
RIA
Nashville, TN
August 10, 2022 - December 31, 2023
B. RILEY WEALTH MANAGEMENT·CRD# 2543
RIA
Nashville, TN
June 30, 2016 - December 31, 2022
B. RILEY WEALTH MANAGEMENT·CRD# 2543
BD
Nashville, TN
June 30, 2016 - December 31, 2023
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Nashville, TN
January 27, 2004 - July 21, 2016
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Nashville, TN
August 14, 2000 - July 21, 2016
J.C. BRADFORD & CO.·CRD# 1287
BD
New York, NY
October 18, 1996 - August 14, 2000
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 25, 1989 - October 30, 1996
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
New York, NY
June 22, 1983 - August 25, 1989

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Current Firm

BR
B. RILEY WEALTH ADVISORS, INC.

ADVISIUM WEALTH MANAGEMENT LLC | WINSLOW, EVANS & CROCKER | WEST TEXAS INVESTMENTS | UNITED TEAM TAX & FINANCIAL PLANNING | TRADE WINDS WEALTH MANAGEMENT | T.H.E. WEALTH MANAGEMENT | STRATEGIC FAMILY CAPITAL | STONEBRIDGE WEALTH MANAGEMENT. | SISU WEALTH MANAGEMENT | SCHOLAR WEALTH MANAGEMENT | SARNER WEALTH MANAGEMENT LLC | SARATOGA GLOBAL PARTNERS LLC | REC WEALTH MANAGEMENT, LLC. | R.J. CAMPBELL INVESTMENTS LLC | PROATHLETE FINANCIAL GROUP | PRIME WEALTH MANAGMENT | PRICE WEALTH ADVISORY LLC | PRESCOTT FINANCIAL GROUP | PREMIER WEALTH PLANNING | PIRRO FINANCIAL GROUP LLC | PINO WEALTH MANAGEMENT | PADILLA, SINGH & ASSOCIATES WEALTH MANAGEMENT | OPES PRIVATE WEALTH MANAGEMENT | O'CONNELL & ATAROD LLC | NORTHFORK ASSET MANAGEMENT | NORTH SHORE WEALTH MANAGMENT LLC | NATIONAL ASSET MANAGEMENT, INC. | MORRIS FINANCIAL SERVICES | MOORES CREEK CAPITAL PARTNERS | MJB WEALTH MANAGEMENT | MERIDIAN FINANCIAL PARTNERS | MARC-DEANGELO.COM | MANNA WEALTH MANAGEMENT | LODGE WEALTH MANAGEMENT | LIFETIME ADVISORY | LEISCH FINANCIAL SERVICES, INC. | LANDING POINT ADVISORS | LAKESHORE WEALTH GROUP | KEYSTONE FINANCIAL ADVISORS | KENNEY CAPITAL MANAGEMENT LLC | KAPSTONE FINANCIAL ADVISORS | JBT WEALTH MANAGEMENT | JADERLUND INVESTMENTS LLC | IRONSIGHT WEALTH MANAGEMENT LLC | INTEGRITY WEALTH ADVISORS | HYPERION WEALTH ADVISORS | HUNTERS GATE CAPITAL | HORIZON MONETARY MANAGEMENT | HILTON HEAD ASSET MANAGEMENT GROUP | HERITAGE FINANCIAL SOLUTIONS | HEMLOCK WEALTH MANAGEMENT | HAWKE FINANCIAL GROUP | GENEVA FINANCIAL GROUP LLC | GENESIS FINANCIAL GROUP | GADBERRY FINANCIAL GROUP | FORTE CAPITAL GROUP | FINANCIAL CONSULTANT GROUP | FIDUCIARY FINANCIAL SERVICES | ESSENTIAL ADVISORY SERVICES LLC | EJS WEALTH MANAGEMENT | EISNER WEALTH MANAGEMENT | EINSENHAUER WEALTH MANAGEMENT | E K PEASLEE ASSET MANAGEMENT | CONSILIENCE ASSET MANAGEMENT | CONCORD FINANCIAL GROUP LLC | CAM PRIVATE WEALTH SERVICES LLC | BRIMMER FINANCIAL | BRIGADIER CAPITAL LLC | BOLLING WEALTH MANAGEMENT | BLUE MOUNTAIN WEALTH MANAGEMENT | BIAS INVESTMENT SERVICES LLC | BERGERON & PLAUCHE LLC | BASTION FINANCIAL GROUP | B. RILEY WEALTH ADVISORS, INC. | B. RILEY WEALTH | ASTOR INVESTMENT MANAGEMENT | ASSURED CONCEPTS GROUP LTD

CRD#: 115927 / SEC#: 801-64837
RIA
Registered Investment Advisory firm - SEC (11/3/2005 Approved)
Alaska
Registered Investment Advisory firm - Alaska (11/11/2005 Terminated)
California
Registered Investment Advisory firm - California (11/14/2005 Terminated)
Florida
Registered Investment Advisory firm - Florida (11/11/2005 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (11/11/2005 Terminated)
Idaho
Registered Investment Advisory firm - Idaho (11/14/2005 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (11/11/2005 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (11/11/2005 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (11/11/2005 Terminated)
New York
Registered Investment Advisory firm - New York (11/11/2005 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (11/11/2005 Terminated)
Oregon
Registered Investment Advisory firm - Oregon (11/11/2005 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (11/11/2005 Terminated)
Texas
Registered Investment Advisory firm - Texas (11/14/2005 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (11/15/2005 Terminated)
Washington
Registered Investment Advisory firm - Washington (11/11/2005 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (11/14/2005 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

40 S. Main St. Suite 1600, Memphis, TN 38103

Phone Number

(901) 251-1330

# of Employees

268

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025 BRWA ADV 2A FIRM BROCHURE (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

10,573

AUM (Assets Under Management)

$4,211,631,082

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/13/2026Cover PageReport
08/21/2025Cover PageReport
11/27/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GRAHAM/JOHNSON; INVESTMENT - RELATED; 3102 WEST END AVE., STE. 750, NASHVILLE, TN 37203; MARKETING NAME FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 2016. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BR
B. RILEY WEALTH ADVISORS, INC.

ADVISIUM WEALTH MANAGEMENT LLC | WINSLOW, EVANS & CROCKER | WEST TEXAS INVESTMENTS | UNITED TEAM TAX & FINANCIAL PLANNING | TRADE WINDS WEALTH MANAGEMENT | T.H.E. WEALTH MANAGEMENT | STRATEGIC FAMILY CAPITAL | STONEBRIDGE WEALTH MANAGEMENT. | SISU WEALTH MANAGEMENT | SCHOLAR WEALTH MANAGEMENT | SARNER WEALTH MANAGEMENT LLC | SARATOGA GLOBAL PARTNERS LLC | REC WEALTH MANAGEMENT, LLC. | R.J. CAMPBELL INVESTMENTS LLC | PROATHLETE FINANCIAL GROUP | PRIME WEALTH MANAGMENT | PRICE WEALTH ADVISORY LLC | PRESCOTT FINANCIAL GROUP | PREMIER WEALTH PLANNING | PIRRO FINANCIAL GROUP LLC | PINO WEALTH MANAGEMENT | PADILLA, SINGH & ASSOCIATES WEALTH MANAGEMENT | OPES PRIVATE WEALTH MANAGEMENT | O'CONNELL & ATAROD LLC | NORTHFORK ASSET MANAGEMENT | NORTH SHORE WEALTH MANAGMENT LLC | NATIONAL ASSET MANAGEMENT, INC. | MORRIS FINANCIAL SERVICES | MOORES CREEK CAPITAL PARTNERS | MJB WEALTH MANAGEMENT | MERIDIAN FINANCIAL PARTNERS | MARC-DEANGELO.COM | MANNA WEALTH MANAGEMENT | LODGE WEALTH MANAGEMENT | LIFETIME ADVISORY | LEISCH FINANCIAL SERVICES, INC. | LANDING POINT ADVISORS | LAKESHORE WEALTH GROUP | KEYSTONE FINANCIAL ADVISORS | KENNEY CAPITAL MANAGEMENT LLC | KAPSTONE FINANCIAL ADVISORS | JBT WEALTH MANAGEMENT | JADERLUND INVESTMENTS LLC | IRONSIGHT WEALTH MANAGEMENT LLC | INTEGRITY WEALTH ADVISORS | HYPERION WEALTH ADVISORS | HUNTERS GATE CAPITAL | HORIZON MONETARY MANAGEMENT | HILTON HEAD ASSET MANAGEMENT GROUP | HERITAGE FINANCIAL SOLUTIONS | HEMLOCK WEALTH MANAGEMENT | HAWKE FINANCIAL GROUP | GENEVA FINANCIAL GROUP LLC | GENESIS FINANCIAL GROUP | GADBERRY FINANCIAL GROUP | FORTE CAPITAL GROUP | FINANCIAL CONSULTANT GROUP | FIDUCIARY FINANCIAL SERVICES | ESSENTIAL ADVISORY SERVICES LLC | EJS WEALTH MANAGEMENT | EISNER WEALTH MANAGEMENT | EINSENHAUER WEALTH MANAGEMENT | E K PEASLEE ASSET MANAGEMENT | CONSILIENCE ASSET MANAGEMENT | CONCORD FINANCIAL GROUP LLC | CAM PRIVATE WEALTH SERVICES LLC | BRIMMER FINANCIAL | BRIGADIER CAPITAL LLC | BOLLING WEALTH MANAGEMENT | BLUE MOUNTAIN WEALTH MANAGEMENT | BIAS INVESTMENT SERVICES LLC | BERGERON & PLAUCHE LLC | BASTION FINANCIAL GROUP | B. RILEY WEALTH ADVISORS, INC. | B. RILEY WEALTH | ASTOR INVESTMENT MANAGEMENT | ASSURED CONCEPTS GROUP LTD

CRD#: 115927 / SEC#: 801-64837
RIA
Registered Investment Advisory firm - SEC (11/3/2005 Approved)
Alaska
Registered Investment Advisory firm - Alaska (11/11/2005 Terminated)
California
Registered Investment Advisory firm - California (11/14/2005 Terminated)
Florida
Registered Investment Advisory firm - Florida (11/11/2005 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (11/11/2005 Terminated)
Idaho
Registered Investment Advisory firm - Idaho (11/14/2005 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (11/11/2005 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (11/11/2005 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (11/11/2005 Terminated)
New York
Registered Investment Advisory firm - New York (11/11/2005 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (11/11/2005 Terminated)
Oregon
Registered Investment Advisory firm - Oregon (11/11/2005 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (11/11/2005 Terminated)
Texas
Registered Investment Advisory firm - Texas (11/14/2005 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (11/15/2005 Terminated)
Washington
Registered Investment Advisory firm - Washington (11/11/2005 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (11/14/2005 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1983About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GJ
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