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Gary Lewis Donahue

CRD# 1127175·Registered 1983 - 1996
Barred: Gary Lewis Donahue was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Gary Lewis Donahue, who also goes by Gary L Donahue, was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1983 - 1996. Gary had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary L Donahue

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

BEACON SECURITIES, INC.·CRD# 15300
BD
New York, NY
January 1, 1992 - January 30, 1996
HAMPSHIRE SECURITIES CORPORATION·CRD# 19725
BD
New York, NY
March 5, 1991 - February 19, 1992
STUART, COLEMAN & CO., INC.·CRD# 8642
BD
New York, NY
June 1, 1989 - March 27, 1991
FIRST SWISS INTERNATIONAL SECURITIES CORPORATION·CRD# 7958
BD
March 13, 1989 - May 20, 1989
INDIVIDUAL'S SECURITIES LTD.·CRD# 7279
BD
November 2, 1988 - March 29, 1989
J. T. MORAN & CO., INC.·CRD# 15655
BD
September 21, 1987 - November 2, 1988
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
September 29, 1986 - September 25, 1987
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
October 28, 1985 - October 6, 1986
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
April 23, 1985 - October 21, 1985
DIVERSIFIED EQUITIES CORP.·CRD# 14248
BD
October 25, 1984 - May 14, 1985
WEAVER JOHNSON & COMPANY,INC.·CRD# 14442
BD
January 31, 1984 - October 26, 1984
GATTINI & CO.·CRD# 10317
BD
November 22, 1983 - January 6, 1984
E.C. FARNSWORTH & COMPANY, INC.·CRD# 6772
BD
November 22, 1983 - August 20, 1986

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Current Firm

BS
BEACON SECURITIES, INC.

BEACON SECURITIES, INC. | REGIONAL INVESTMENT FINANCIAL CORPORATION | LINK 900 PARTNERS

CRD#: 15300 / SEC#: 8-32394
BD
Cancelled by SEC on 06/19/1996

Contact Information

Established

Florida since 05/02/1984

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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