Calvin H. Fleischer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Calvin Henry Fleischer, who also goes by Cal Fleischer, was a registered financial professional .
Calvin is a previously registered financial professional and started their career in finance in 1983. Calvin had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2014 - March 3, 2017
VANTAGE POINT WEALTH MANAGEMENT
February 15, 2013 - December 31, 2013
PRIVATE ADVISOR GROUP, LLC
August 11, 2012 - January 25, 2016
LPL FINANCIAL LLC
August 3, 2012 - December 27, 2016
LPL FINANCIAL LLC
May 20, 2003 - August 9, 2012
VALIC FINANCIAL ADVISORS, INC.
September 3, 1998 - August 9, 2012
VALIC FINANCIAL ADVISORS, INC.
April 16, 1991 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
April 8, 1983 - April 23, 1991
HORACE MANN INVESTORS, INC.
Primary Firm SEC Registration
VANTAGE POINT WEALTH MANAGEMENT
CRD#: 167886 / SEC#: 801-99343
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 12/15/1973
Non-Member General Securities ExaminationCurrent Firm
VANTAGE POINT WEALTH MANAGEMENT
CRD#: 167886 / SEC#: 801-99343
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,361 |
| AUM (Assets Under Management) | $ 277,355,003 |
Red Flags
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