Richard Antonino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Antonino was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1984. Richard had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2001 - May 30, 2003
BLUE VASE SECURITIES, LLC
August 14, 1998 - September 28, 2001
PIN OAK PARTNERS, INC.
January 12, 1994 - November 14, 1998
COVATO/LIPSITZ, INC.
February 29, 1984 - January 21, 1994
METROPOLITAN LIFE INSURANCE COMPANY
February 29, 1984 - January 21, 1994
MSI FINANCIAL SERVICES, INC.
February 28, 1984 - January 21, 1994
METROPOLITAN LIFE INSURANCE COMPANY
February 28, 1984 - January 21, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUE VASE SECURITIES, LLC
CRD#: 46765 / SEC#: , 8-51528
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLUE VASE HOLDINGS, LLC | LIMITED LIABILITY COMPANY | |
| DOOLEY, SCOTT TIMOTHY | SUPERVISING TRADING PRINCIPAL / MEMBER | 4225054 |
| FISHER, BRIAN EDWARD | VICE PRESIDENT, SECRETARY, MUNICIPAL PRINCIPAL, OPERATIONS PRINCIPAL / MANAGER | 3253170 |
| GERWING, TIMOTHY ALAN | IT DEPT / MEMBER | 4594031 |
| HOLMES, SUSAN LOUISE | CHIEF COMPLIANCE OFFICER, FINOP, SENIOR OPTIONS PRINCIPAL / MANAGER | 2447692 |
| LAUGHLIN, WILLIAM HAROLD III | VICE PRESIDENT SALES AND MARKETING | 1527661 |
| MCCORMICK, CLIFFORD MICHAEL | PRESIDENT , CEO / GENERAL MANAGER | 1566236 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
