Mark W. Rekow

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CRD#: 1126653

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark William Rekow, CFP® was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 3 firms and has passed the Series 63, Series 22 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Chair of CCM Health Board of Directors; Board Member; Start Date January 2010. Mark Rekow also serves on the Montevideo Area Community Foundation, Chippewa County Caregiver Program, FPAMN (Financial Planning Association of Minnesota), and a church trustee. Non-Investment related; Not During Business Hours. Morlock Trust; Mark Rekow serves as the trustee, conservator, and guardian; Non-Investment related; Not During Business Hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Past

June 7, 2021 - October 12, 2023

MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.

RIA

CRD#: 297716

MONTEVIDEO, MN

Past

June 6, 2011 - December 31, 2020

REKOW MANAGEMENT LLC

RIA

CRD#: 108757

MONTEVIDEO, MN

Past

April 4, 1983 - January 18, 1985

REKOW INVESTMENTS, INC.

CRD#: 11006

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.

MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC. | MJT & ASSOCIATES, LLC. FINANCIAL ADVISORY GROUP

CRD#: 297716 / SEC#: 801-120971

RIA

Registered Investment Advisory firm - (4/27/2021 Approved)

Minnesota

Registered Investment Advisory firm - (6/23/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/27/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 12/24/1981

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 39

Date: 4/7/1982

Direct Participation Programs Principal Examination

Current Firm

MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.

MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC. | MJT & ASSOCIATES, LLC. FINANCIAL ADVISORY GROUP

CRD#: 297716 / SEC#: 801-120971

RIA

Registered Investment Advisory firm - (4/27/2021 Approved)

Minnesota

Registered Investment Advisory firm - (6/23/2021 Terminated)

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Contact information

Main Address

1505 E Hwy 7 Suite 200, Montevideo, MN 56265

Mailing Address

Po Box 608, Mound, MN 55384

Phone number

(320) 269-7889

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-MJT & ASSOCIATES, LLC. FINANCIAL ADVISORY GROUP (1/30/2025)

Regulatory assets under management

Total Number of Accounts	838
AUM (Assets Under Management)	$ 164,937,183

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark W. Rekow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.

REKOW MANAGEMENT LLC

REKOW INVESTMENTS, INC.

Primary Firm SEC Registration

MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/27/1982

Series 22

Date: 12/24/1981

Series 39

Date: 4/7/1982

Current Firm

MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.

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