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AF

Anthony E. Ferruzzi

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CRD#: 1126611
AF

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Eugene Ferruzzi was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1983. Anthony had worked at 3 firms and has passed the Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 21, 1987 - March 10, 1989

INVESTORS CENTER, INC.

BD
CRD#: 14670
HAUPPAGUE, NY
Past

February 24, 1986 - September 22, 1987

VANDERBILT SECURITIES, INC.

BD
CRD#: 14280
Past

June 9, 1983 - February 6, 1986

INDIVIDUAL'S SECURITIES LTD.

BD
CRD#: 7279
HUNTINGTON, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7
Date: 5/21/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/22/1986
General Securities Principal Examination

Current Firm


IC
INVESTORS CENTER, INC.
INVESTORS CENTER INC. | INVESTORS CENTER, INC. | INVESTORS CENTER INCORPORATED

CRD#: 14670 / SEC#: , 8-31290

BD
Cancelled by FINRA on 11/24/1989
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 12/14/1983
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INVESTORS CENTER, INC.

CRD#: 14670

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