John H. Tollefson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Harold Tollefson was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 6 firms and has passed the Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2018 - August 23, 2024
PROPLANS
June 30, 1998 - September 17, 2004
KESTRA INVESTMENT SERVICES, LLC
March 11, 1998 - September 17, 2004
KESTRA INVESTMENT SERVICES, LLC
May 29, 1990 - March 12, 1998
SECURITIES AMERICA, INC.
November 19, 1989 - May 31, 1990
OSAIC WEALTH, INC.
August 11, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 17, 1983 - August 18, 1986
GETTINS FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROPLANS
CRD#: 137329 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 5,052,069 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
