Michael R. Knuffke

THE VON DOHLEN KNUFFKE FINANCIAL GROUP

SAN ANTONIO, TX

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CRD#: 1126420

Professional summary

Michael Raymond Knuffke is a registered financial advisor currently at THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC located in San Antonio, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE VON DOHLEN KNUFFKE FINANCIAL GROUP-DBA, INSURANCE SALES, 10% TIME SPENT, 50% OWNERSHIP;5% COMP;CONSULTANT;INDEFINITE TERM. 2) THE VON DOHLEN KNUFFKE FINANCIAL GROUP, INC.; S CORPORATION; ADP PARTNER CONTRACT; OWNER; 1% TIME SPENT; 50% OWNERSHIP; UNKNOWN COMP; PRESENT TO FUTURE 3) ALLIED WOMEN CENTER (OF SAN ANTONIO); NOT-FOR-PROFIT ORGANIZATION; BOARD MEMBER OF A NON-PROFIT ORGANIZATION; DIRECTOR; 5% TIME SPENT; 0% OWNERSHIP; $0 COMP; 5-10 YEARS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Raymond Knuffke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2017 - Present

THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC

RIA

CRD#: 172094

SAN ANTONIO, TX

Past

January 21, 2015 - December 31, 2016

THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC

RIA

CRD#: 172094

SAN ANTONIO, TX

Past

May 8, 2007 - December 31, 2014

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

SAN ANTONIO, TX

Past

May 8, 2007 - December 31, 2014

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

SAN ANTONIO, TX

Past

October 24, 2006 - May 10, 2007

NEW ENGLAND SECURITIES

RIA

CRD#: 615

SAN ANTONIO, TX

Past

October 3, 2006 - May 10, 2007

NEW ENGLAND SECURITIES

CRD#: 615

SAN ANTONIO, TX

Past

June 9, 2000 - October 4, 2006

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SAN ANTONIO, TX

Past

June 9, 2000 - October 4, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

SAN ANTONIO, TX

Past

June 9, 2000 - October 4, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SAN ANTONIO, TX

Past

October 11, 1983 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

October 11, 1983 - May 31, 2000

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/31/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/7/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/1/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/3/1998

General Securities Principal Examination

Current Firm

THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC

CRD#: 172094 / SEC#:

Texas

Registered Investment Advisory firm - (2/22/2017 Approved)

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Contact information

Main Address

San Antonio, TX

Mailing Address

14546 Brook Hollow Blvd #402, San Antonio, TX 78232

Phone number

(210) 344-3221

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael R. Knuffke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Raymond Knuffke's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/31/1999

Series 63

Date: 3/7/1987

SIE

Date: 12/31/2014

Series 7

Date: 1/12/1998

Series 6

Date: 10/1/1983

Series 24

Date: 3/3/1998

Current Firm

THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC

Contact information

Documents

Red Flags

Company Information

THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC

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