Michael R. Knuffke
Professional summary
Michael Raymond Knuffke is a registered financial advisor currently at THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC located in San Antonio, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Raymond Knuffke's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2017 - Present
THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC
January 21, 2015 - December 31, 2016
THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC
May 8, 2007 - December 31, 2014
NEXT FINANCIAL GROUP, INC.
May 8, 2007 - December 31, 2014
NEXT FINANCIAL GROUP, INC.
October 24, 2006 - May 10, 2007
NEW ENGLAND SECURITIES
October 3, 2006 - May 10, 2007
NEW ENGLAND SECURITIES
June 9, 2000 - October 4, 2006
MSI FINANCIAL SERVICES, INC.
June 9, 2000 - October 4, 2006
METROPOLITAN LIFE INSURANCE COMPANY
June 9, 2000 - October 4, 2006
MSI FINANCIAL SERVICES, INC.
October 11, 1983 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 11, 1983 - May 31, 2000
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/22/2017)
Exams
Current Firm
THE VON DOHLEN KNUFFKE FINANCIAL GROUP, LLC
CRD#: 172094 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
