Michael A. Stevenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Alan Stevenson was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 2 firms and has passed the Series 63, Series 3, Series 15, Series 7, Series 5, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 1987 - April 27, 1988
CLUNAS INVESTMENT COMPANY
April 5, 1983 - March 2, 1987
GNP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 2/27/1984
Foreign Currency Options ExaminationSeries 5
Date: 10/22/1981
Interest Rate Options ExaminationCurrent Firm
CLUNAS INVESTMENT COMPANY
CRD#: 16550 / SEC#: , 8-34134
Contact information
Documents
Red Flags
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