Ted S. Finkel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ted Sanford Finkel was a registered financial professional .
Ted is a previously registered financial professional and started their career in finance in 1983. Ted had worked at 2 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 1986 - December 19, 1986
DPF ADMINISTRATIVE SERVICES, INC.
April 5, 1983 - September 8, 1994
TSF INVESTORS SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
DPF ADMINISTRATIVE SERVICES, INC.
CRD#: 14237 / SEC#: , 8-29428
Contact information
Documents
Red Flags
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