Jeffrey H. Lieungh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Huntington Lieungh, who also goes by Jeffrey H Lieungh, Jeffrey Hunington Lieungh, was a registered financial advisor .
Jeffrey is a previously registered financial advisor and started their career in finance in 1983. Jeffrey had worked at 12 firms and has passed the Series 65, Series 63, Series 15, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2004 - November 13, 2008
GUNNALLEN FINANCIAL, INC
July 19, 2002 - November 13, 2008
GUNNALLEN FINANCIAL, INC
February 16, 2001 - July 22, 2002
SANCTUARY SECURITIES, INC.
October 3, 1996 - March 6, 2001
ACCESS FINANCIAL GROUP, INC.
September 1, 1994 - October 9, 1996
PRINCIPAL FINANCIAL SECURITIES,INC.
May 1, 1992 - September 1, 1994
HAMILTON INVESTMENTS, INC.
January 14, 1991 - May 15, 1992
RODMAN & RENSHAW INC.
January 2, 1990 - March 1, 1990
PRESCOTT, BALL & TURBEN, INC.
December 14, 1989 - January 15, 1991
GRUNTAL & CO., L.L.C.
June 23, 1988 - January 2, 1990
GULFSTREAM FINANCIAL ASSOCIATES, INC.
September 4, 1985 - November 14, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
July 26, 1983 - August 20, 1985
ROBERT W. BAIRD & CO. INCORPORATED
April 20, 1983 - July 18, 1983
CHARTER SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/12/1984
Foreign Currency Options ExaminationCurrent Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
