Stanley J. Cox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley James Cox, who also goes by Stan Cox, Stanley Cox, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 2002. Stanley had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2019 - January 10, 2023
GO WEALTH MANAGEMENT
August 3, 2018 - March 8, 2019
SECURE INVESTMENT MANAGEMENT, LLC
June 12, 2017 - July 31, 2018
QUESTAR ASSET MANAGEMENT, INC.
March 7, 2012 - July 31, 2018
QUESTAR CAPITAL CORPORATION
August 22, 2011 - March 12, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 21, 2007 - August 19, 2011
ALLSTATE FINANCIAL SERVICES, LLC
March 1, 2002 - October 5, 2007
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
GO WEALTH MANAGEMENT
CRD#: 290254 / SEC#: 801-123534
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GO WEALTH MANAGEMENT
CRD#: 290254 / SEC#: 801-123534
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 446 |
| AUM (Assets Under Management) | $ 165,634,211 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
